Executive Notices

Notice of No Objection to Advance Notice (SR-DTC-2015-801) regarding Renewal...

May 7, 2015, 10:00 pm

Notice of No Objection to Advance Notice (SR-DTC-2015-801) regarding Renewal of DTC’s 364-Day Syndicated Revolving Credit Facility

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Renewal of DTC’s 364-Day Syndicated Revolving Credit Facility

May 11, 2015, 10:00 pm

Renewal of DTC’s 364-Day Syndicated Revolving Credit Facility

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2016 DTC Fee Guidance

September 17, 2015, 10:00 pm

2016 DTC Fee Guidance

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2016 Business Continuity Testing

March 10, 2016, 10:00 pm

2778-16

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Advance Notice Filing (SR-DTC-2016-801)Renewal of DTC’s 364-Day Syndicated...

April 14, 2016, 10:00 pm

3188-16

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Business Continuity and Disaster Recovery - Testing Dates

June 15, 2016, 10:00 pm

3601-16

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Discontinuation of DTC Participant Handbook

August 2, 2016, 10:00 pm

3873-16

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Clearing Agency Investment Policy (SR-DTC-2016-007)

August 25, 2016, 10:00 pm

3942-16

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Approval of Clearing Agency Investment Policy Rule Filing (SR-DTC-2016-007)

December 12, 2016, 10:00 pm

4731-16

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Enhancements to the Credit Risk Rating Matrix (CRRM) (SR-DTC-2017-002 and...

March 21, 2017, 10:00 pm

5447-17

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2017 Business Continuity Testing

March 29, 2017, 10:00 pm

B5642-17

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DTC ADVANCE NOTICE FILING – RENEWAL OF DTC’S EXISTINGEND-OF-DAY CREDIT...

April 4, 2017, 10:00 pm

5654-17

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Submission of Rule Filing SR-DTC-2017-004 Clearing Agency Liquidity...

April 5, 2017, 10:00 pm

5659-17

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DTC PROPOSED RULE CHANGE FILING – CLEARING AGENCYCAPITAL REQUIREMENT POLICY...

April 5, 2017, 10:00 pm

5658-17

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DTC Rule Filing SR-DTC-2017-006 (Application and Participation Requirements)

April 6, 2017, 10:00 pm

B5662-17

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Submission of Rule Filing SR-DTC-2017-005 Clearing Agency Stress...

April 6, 2017, 10:00 pm

5661-17

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Tax Relief – Country: RUSSIAN FEDERATIONKAZANORGSINTEZ CUSIP: 48666H106Record...

April 18, 2017, 10:00 pm

5675-17

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Business Continuity and Disaster Recovery - Testing Dates

April 27, 2017, 10:00 pm

5759-17

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Enhancements to the Credit Risk Rating Matrix (CRRM) (SR-DTC-2017-002 and...

May 22, 2017, 10:00 pm

B5910-17

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DTC Rule Filing SR-DTC-2017-008 (Model Risk Management Framework)

June 11, 2017, 10:00 pm

B6102-17

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Submission of Rule Filing SR-DTC-2017-013 Clearing Agency Risk Management...

July 2, 2017, 10:00 pm

6265-17

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Submission of Rule Filing SR-DTC-2017-014 – Clearing Agency Operational Risk...

July 24, 2017, 10:00 pm

6386-17

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DTC submission of rule filing (SR-DTC-2017-015) – establishment of effective...

July 30, 2017, 10:00 pm

B6431-17

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Approval of DTC Rule Filing SR-DTC-2017-008 (Model Risk Management Framework)

August 27, 2017, 10:00 pm

B6625-17

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DTC submission of rule filing (SR-DTC-2017-010) – revisions to the DTC...

August 27, 2017, 10:00 pm

B6624-17

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Submission of Rule Filing SR-DTC-2017-016 – Clearing Agency Securities...

August 28, 2017, 10:00 pm

6623-17

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Submission of Filings SR-DTC-2017-021 and SR-DTC-2017-803 DTC Recovery and...

December 17, 2017, 10:00 pm

7466-17

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Business Continuity Testing

February 8, 2018, 10:00 pm

7801-18

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Tax Relief – Country: Netherlands AIRBUS SE CUSIP: 009279100 Record Date:...

April 10, 2018, 10:00 pm

8466-18

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Business Continuity and Disaster Recovery - Testing Dates

May 14, 2018, 10:00 pm

8696-18

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Account Number Format Change

May 17, 2018, 10:00 pm

8734-18

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Tax Relief – Country: NetherlandsST MICROELECTRONICS CUSIP: 861012102Record...

June 21, 2018, 10:00 pm

8869-18

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Amendment No. 1 to Loss Allocation FilingsSR-DTC-2017-022 and SR-DTC-2017-804

June 27, 2018, 10:00 pm

B9027-18

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Amendment No. 1 to Filings SR-DTC-2017-021 and SR-DTC-2017-803 DTC Recovery...

June 27, 2018, 10:00 pm

9028-18

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Approval and Implementation of Enhancements to the Loss Allocation...

August 28, 2018, 10:00 pm

B9430-18

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Approval and Implementation of Filings SR-DTC-2017-021 and SR-DTC-2017-803...

August 28, 2018, 10:00 pm

B9431-18

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DTC PROPOSED RULE CHANGE FILING – AMENDMENT TO THE CLEARING AGENCY CAPITAL...

September 30, 2018, 10:00 pm

B9862-18

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DTC PROPOSED RULE CHANGE FILING – AMENDMENT TO THE CLEARING AGENCY FRAMEWORKS...

October 10, 2018, 10:00 pm

B9910-18

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DTC PROPOSED RULE CHANGE FILING – AMENDMENT TO THE CLEARING AGENCY INVESTMENT...

December 12, 2018, 10:00 pm

B10186-18

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Foreign Currency PaymentINTER AMERN DEV BK CUSIP: 458182CZ3

January 31, 2019, 10:00 pm

10452-19

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2019 BUSINESS CONTINUITY TESTING

March 4, 2019, 10:00 pm

10755-19

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2019 Business Continuity Testing-Reg SCI

May 13, 2019, 10:00 pm

2019 Business Continuity Testing-Reg SCI

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2019 Business Continuity Testing-High Volume Connectivity Testing

May 13, 2019, 10:00 pm

2019 Business Continuity Testing-High Volume Connectivity Testing

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Account Number Format Change

June 17, 2019, 10:00 pm

11629-19

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Tax Relief – Country: JapanSecurity Name: SUMITOMO MITSUI TRUST BK LTDCUSIPs...

September 4, 2019, 10:00 pm

11699-19

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DTC PROPOSED RULE CHANGE FILING – AMENDMENT TO THE CLEARING AGENCY INVESTMENT...

March 25, 2020, 10:00 pm

13157-20

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Tax Relief Country: Canada Chemtrade Logistics Income FundCUSIP:...

April 16, 2020, 10:00 pm

13282-20

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Business Continuity and Disaster Recovery – Testing Schedule

May 20, 2020, 10:00 pm

13468-20

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Submission of Rule Filing SR-DTC-2020-009 - Amendments to Clearing Agency...

July 6, 2020, 10:00 pm

13631-20

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DTC PROPOSED RULE CHANGE FILING – AMENDMENT TO THE CLEARING AGENCY CAPITAL...

July 14, 2020, 10:00 pm

13657-20

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